[ New Contents | Search | Post | Reply | Next | Previous | Up ]
From: Shirley Goldberg
Time: 7:36:41 AM
You are right about that, my lawyer said that I did not have to arbitrate as the defendants refused to be bound by NASD regulations. We went to Federal Court and won a judgement, but I noted that even though the pillaged the customers accounts and did a series of dishonest acts these guys are still in the business.
We originally laid out our entire case in arbitration but then pulled back. Therefore, the NASD knows exactly what was done and is doing little or nothing about it. These guys should be thrown out of the industry so that this does not happen to someone else.